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Tag Archives: Risk Management
Improving the Effectiveness of Compliance & Risk Management By Getting HR On The Compliance Team
Businesses leaders concerned with managing risk that can arise when an employee or other workforce member violates Sentencing Guideline or other rules for which the business or leader is legally accountable should not overlook the value of getting their human resources department and others responsible for managing performance on the compliance team.
Posted in Bankruptcy, CEO, D&O, Director Liabiloity, Employment, Fiduciary Responsibility, Internal Controls, Officers, Shareholder Liability, Tax
Tagged Compliance, directors liability, Employer, employment, Federal Sentencing Guidelines, Internal Controls, officers liability, Risk Management, Sarbanes-Oxley, Sox
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Cynthia Marcotte Stamer
slproc.com 